Computer Science > Artificial Intelligence
Title: ComplianceAtlas: A Taxonomy-Driven Agentic AI Framework for Automated AI Act Gap Analysis and Remediation
Abstract: Assessing regulatory compliance for high-risk AI systems requires systematic identification of technical gaps such as missing controls, in- adequate processes, or shallow evaluation of practices. Compliance officers typically admin- ister structured questionnaires collecting evi- dence of current practices, where organizations respond with descriptions of their existing pro- cesses, technical capabilities, and architectural choices. However, translating these compli- ance questionnaire responses into typed, ac- tionable gap diagnoses remains unsystematic. In this paper, we present a literature-grounded taxonomy of technical compliance gaps cover- ing areas such as accuracy, robustness, logging, and human oversight, and embed it in GapTo- Compliance, a two-stage agentic framework coordinating two specialized agents: a Gap Extraction Agent that performs hierarchical rea- soning from compliance areas to specific gap types, and a Remediation Planning Agent that ranks remediation actions from a remediation catalog via multi-signal scoring combining se- mantic similarity, regulatory alignment, and effort estimation. We evaluate this framework against four automatic compliance gap detec- tion baselines across 9 AI systems and 6 AI families. Our approach achieves a gap-type F1 of 0.831 (vs. 0.533 for the strongest baseline) and remediation P@5 of 0.872 (vs. 0.635 for retrieval methods), demonstrating promising potential for automated compliance workflows. The structured agent coordination reveals a path toward human-in-the-loop compliance systems where automated gap extraction reduces expert burden while maintaining auditability, and the taxonomy-driven design enables extension to emerging regulatory frameworks beyond
Submission history
Access Paper:
Additional Features
Current browse context:
References & Citations
BibTeX formatted citation
Bookmark
Bibliographic and Citation Tools
Code, Data and Media Associated with this Article
Demos
Recommenders and Search Tools
arXivLabs: experimental projects with community collaborators
arXivLabs is a framework that allows collaborators to develop and share new arXiv features directly on our website.
Both individuals and organizations that work with arXivLabs have embraced and accepted our values of openness, community, excellence, and user data privacy. arXiv is committed to these values and only works with partners that adhere to them.
Have an idea for a project that will add value for arXiv's community? Learn more about arXivLabs .